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Joanne S's List: LIM135 Reading List

  • LIM135 Recommended Texts

    l Kennedy, J. & Schauder, C. (1998). Records management: A guide to corporate record keeping . Melbourne: Longman. Cheshire.
    You should have this book as part of your previous Unit on Recordkeeping Concepts and Practice. This is a print-on-demand book,
    hence if you do not have a copy from the latter Unit you need to order this asap with the Curtin Bookshop.

  • Dearstyne, B. W. (2009). Managing records and information programs: Principles, techniques and tools. Lenexa, Kansas: ARMA
    International.

  • Shepherd, E., & Yeo, G. (2002). Managing records: A handbook of principles and practice. London: FACET Publishing. ISBN 1-
    85604-370-3. (BOOK - http://link.library.curtin.edu.au/p?cur_aleph000768901)

  • Additionally, the following readings will assist as well:

    Shepherd, E., Y Anderson, K. (2006). Management skills for archivists and records managers . London: FACET Publishing.

  • Aug 25, 13

    Standards Australia/ISO. (2002). AS/ISO 15489 Information and documentation: Records management. Part1: General; About half the price of the ISO version! All Australian standards are available in Curtin Library. Be patient with online
    access as Curtin has a very limited number of licences (keep trying). Don't forget to log off when you have finished as others
    will be denied access.

  • Penn, IA., Pennix, GB. & Coulson, J. (1994). Records management handbook. 2nd edit. Aldershot, England: Gower. 9 copies in
    the library (4 copies in Reserve and 5 copies available for loan). Penn is excellent, but expensive and dated.

  • Week 01 - Information governance and accountability Resources

  • Aug 25, 13

    In light of the lecture on Accountability the following quote in the Guideline is important...

    "Public offices are accountable
    Outsourcing a business activity does not diminish a public office's responsibility to ensure that it is carried out properly and that all requirements for records are met".

  • Aug 25, 13

    NAA - Outsourcing your records management
    This is a good resource and I recommend you view this website and take in as much as you can.

  • Link broken

    See under Advices - 17. Records of Outsourced Activity: Advice to Victorian Government Agencies
    http://prov.vic.gov.au/publications/publns/PROVRMAdvice17.pdf

  • Aug 25, 13

    NAA lists the business risks associated with managing records, see bottom of webpage titled Manageing recordkeeping risks.

  • Aug 25, 13

    About half the price of the ISO version! All Australian standards are available in Curtin Library. Be patient with online
    access as Curtin has a very limited number of licences (keep trying). Don't forget to log off when you have finished as others
    will be denied access.

  • Week 01 Notes References

    References:
    *Bettington, J. (2005). Memo to the Board: Good information governance leads to good corporate governance. Informaa Quarterly, 2(May), 20.
    *Chua, W. F., & Van Toorn, C. (2006). Avoiding the dangers: Managing documents and risk in the age of accountability. Informaa Quarterly, 22(3), 38-42.
    Government of Western Australia. (1994). Performance examinations: Grants to non-government organisations, pastoral leases, records management, purchasing (Report No. 2C). Western Australia: Office of the Auditor General Western Australia.
    Government of Western Australia. (1996). For the public record: Managing the public sector’s records: Performance examination. (Report 6). Western Australia.
    Government of Western Australia. (1998). For the public record: Managing the public sector’s records: Public sector performance report. (Report 12). Western Australia.
    Government of Western Australia. (2000). State Records Act 2000 Retrieved 13 November 2007, from http://www.austlii.edu.au/au/legis/wa/consol_act/sra2000156/
    Government of Western Australia. (2004). 2004 Legislative compliance: Records management in government, a preliminary study. (Report 4). Western Australia.
    Government of Western Australia. (2008). Performance examinations of risk management, delegation of authority and records management (Report 2 - May ). Western Australia: Retrieved from https://audit.wa.gov.au/wp-content/uploads/2013/05/report2008_02.pdf.
    Government of Western Australia. (2013). Records management in the public sector . (Report 6 - June 2013). Western Australia: Retrieved from https://audit.wa.gov.au/wp-content/uploads/report2013_06.pdf.
    *Hansell, A., & Sweeney, J. (2007). Records and information risks in the age of the flexible workplace. Informaa Quarterly, 23(3), 33-35.
    *Hurley, C. (2002). Records and the public interest: The “Heiner Affair” in Queensland, Australia. In R. J. Cox & D. A. Wallace (Eds.), Archives and the public good: Accountability and records in modern society (pp. 293-317). Westport, CT: Quorum Books.
    International Organisation for Standardisation. (2001a). ISO 15489-1: Information and documentation - records management - Part 1 - general. Geneva: International Organisation for Standardisation.
    International Organisation for Standardisation. (2001b). ISO 15489-2: Information and documentation - records management - Part 2 - guidelines. Geneva: International Organisation for Standardisation.
    *Kahn, R. A. (2004). Records management and compliance: Making the connection. information Management Journal, 38(3), 28-34, 36.
    Kennedy, J., & Schauder, C. (1998). Records management: A guide to corporate record keeping (2nd ed.). Melbourne, Australia: Addison Wesley Longman.
    Lindeberg, K. (2009). Where best practice recordkeeping ends, corruption begins: The Heiner affair. In M. Pember & A. C. Cowan (Eds.), iRMA Information and Records Management Annual (pp. 61-83). Perth: Records Management Association of Australasia.
    McKemmish, S. (1998). The smoking gun: Recordkeeping and accountability . Paper presented at the Keynote address 22nd Annual Conference of the Archives and Records Association of New Zealand, Dunedin
    http://www.infotech.monash.edu.au/research/groups/rcrg/publications/recordscontinuum-smoking.html
    *Meijer, A. (2000). Anticipating accountability processes. Archives & Manuscripts, 28 (1): 52-63.
    *Meijer, A. (2001). Accountability in an information age: Opportunities and risks for records management. Archival Science, 1(4): 361-372. Also printed in Archives and Museum Informatics.
    National Archives of Australia. (2013). Information governance Retrieved 31 July 2013, 2013, from http://www.naa.gov.au/records-management/strategic-information/information-governance/index.aspx
    *Pember, M. (1997). Accountability in Local Government in Western Australia: The recordkeeping nexus. Informaa Quarterly, 13(3), 16-23.
    *Roberts, D. (1994). Sports rorts, recordkeeping and accountability. Informaa Quarterly, 10(3), 11-14.
    Standards Australia. (1996). AS 4390: Records management (superseded) Retrieved 28 September, 2004
    Standards Australia. (2003). AS 8000-2003: Corporate governance - good governance principles Retrieved 17 June, 2005
    Standards Australia. (2006). AS 3806-2006: Compliance programs Retrieved 17 June, 2007
    Walker, K. (2010). The 'Heiner Affair': A matter of professional concern. Informaa Quarterly, 26(3), 2-3.

    * Note that the references with an asterisk (*) are held at the Curtin Library’s e-Reserve collection for this Unit.
    If it is not under this Unit, please search using the title or my surname Joseph for these references.

  • Week 02 Planning and Implementing a records and archives program

    References:
    *Andolsen, A. A. (2004). RIM and ROI: Investing wisely for the future. Information management Journal, 38(5), 47-54.
    Benedon, W. (1969). The records inventory. Records Management , 20-24.
    Burke, C. F., & Horton, F. W. (1988). InfoMap: A complete guide to discovering corporate information resources. Englewood Cliffs, NJ: Prentice Hall.
    *Byrne, U. (1990). Information for strategic planning. In C. Oppenheim (Ed.), Perspectives in information management (pp. 339-351). London: Butterworths.
    Christensen, C. (2007). Building the intellectual architecture for records management. Informaa Quarterly, 23(4), 28-30.
    *Cox, R. J. (2006). 7 paths to developing or sustaining RIM programs. Information Management Journal, 40(2), 48-50, 52-55, 57.
    Gannon, A. ( 1992). Know your merchandise: The records management inventory. Records Management Quarterly, 26(2), 12-19.
    International Organisation for Standardisation. (2005). ISO 9001: 2008 Quality management systems - requirements. Retrieved 20 December, 2006
    International Organisation for Standardisation. (2011a). ISO 30300: Information and documentation, management systems for records - fundamentals and vocabulary. Geneva: International Organisation for Standardisation.
    International Organisation for Standardisation. (2011b). ISO 30301: Information and documentation, management systems for records - requirements. Geneva: International Organisation for Standardisation.
    Kennedy, J., & Schauder, C. (1998). Records management: A guide to corporate record keeping (2nd ed.). Melbourne, Australia: Addison Wesley Longman.
    *Langemo, M. (2002a). Chapter 1: Overview of successful records management programs and systems Benefits and return on investment in records management programs. In Winning strategies for successful records management programs: Proven strategies for developing new programs and improving existing ones. (pp. 6-7 ). Denver, CO: Information Requirements Clearinghouse.
    *Langemo, M. (2002b). Chapter 2: Elements of quality records management programs Benefits and return on investment in records management programs. In Winning strategies for successful records management programs: Proven strategies for developing new programs and improving existing ones. (pp. 9-16). Denver, CO: Information Requirements Clearinghouse.
    *Middleton, M. (2002). Corporate information policy In Information management: A consolidation of operations analysis and strategy. Topics in Australasian Library and Information Studies #18. (pp. 441-443).
    Orna, E. (2004). Information strategy in practice. Aldershot, England: Gower.
    Penn, I., Pennix, G., & Coulson, J. (1994). Records management handbook (2nd ed.). Aldershot, England: Gower.
    *Saffady, W. (2004). Records and information management: Fundamentals of professional practice. Lenexa, Kan: ARMA International.
    Saffady, W. (2009). Managing electronic records (4th ed.). Lenexa, KS: ARMA International.
    Standards Australia. (2011). GB 002-2011: The Australian business excellence framework. Retrieved 16 December, 2011
    *Swartz, N. (2007). The key to compliance and success: Enterprise-wide records training. Informaa Quarterly, 23(1), 22-27.
    *Williams, C. (2006). Managing archives: Foundations, principles and practice . Oxford, England: Chandos Publishing.

  • Week 03 - Documentation for RIM programs

  • Sep 11, 13

    This is another popular forms creation and management tool. There are options to insert digital signatures using this software. You may have completed an online form using Adobe and hope it was a pleasant experience. I liked the digital sigature aspect of this software.

  • Sep 11, 13

    This is an example of software available to assist organisations with forms preparation and management. At the website there is an option to download the demo to view how it works. See also Adobe software in the next link.

  • Week 03 References

    References:
    Barnett, R. (2004). Practical playscript: Writing procedure manuals that people can use . Canberra: Robert Barnett & Assoc.
    *Crary, J. K. (1983). So - you want to do an inventory. Records Management Quarterly, July , 25-28.
    *Ervin, L. L. (1989). Twenty questions to ask in form review. Forms and Systems Professional, March-April, 18-21.
    *Ferrier, P. M. (1987). Writing the corporate records management manual. Paper presented at the ARMA Conference Proceedings.
    *Gleason, J. P., & Wackerman, J. P. (1984). Manual dexterity: What makes instructional manuals useable? IEEE Trans Professional Communication PC, 27(2), 59-61 (131-133).
    International Organisation for Standardisation. (2001a). ISO 15489-1: Information and documentation - records management - Part 1 - general. Geneva: International Organisation for Standardisation.
    International Organisation for Standardisation. (2001b). ISO 15489-2: Information and documentation - records management - Part 2 - guidelines. Geneva: International Organisation for Standardisation.
    International Organisation for Standardisation. (2005). ISO 9001: 2008 Quality management systems - requirements. Retrieved 20 December, 2006
    Kennedy, J., & Schauder, C. (1998). Records management: A guide to corporate record keeping (2nd ed.). Melbourne, Australia: Addison Wesley Longman.
    *Leyzorek, M. (1991). Forms control in records management systems. Records Management Quarterly, 25(3), 18-20, 22.
    Linton, J. E. (1990). Organising the office memory . Sydney: Centre for Information Studies: Sydney University of Technology.
    Penn, I., Pennix, G., & Coulson, J. (1994). Records management handbook (2nd ed.). Aldershot, England: Gower.
    Robek, M. F., Brown, G. F., & Maedke, W. O. (1987). Information and records management (3rd ed.). Encino, California: Glencoe Publishing.
    *Southwood, G. (1994a). Forms under control. Records Management Journal, 4 (1), 51-62.
    *Southwood, G. (1994b). Forms under control. Records Management Journal, 4 (2), 95-107.
    Standards Australia International. (2003). AS ISO 10013-2003 : Guidelines for quality management system documentation. Sydney: Standards Australia International Ltd.

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