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Nov
25
2008

November 24, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings and Imposing a Cease and Desist Order (Order) against Prosper Marketplace, Inc. (Prosper).

prosper SEC social lending

Aug
5
2008

LendingClub issue revised S-1 - Aug 1, 2008

lendingclub SEC S-1

  • SUBJECT  TO COMPLETION, DATED AUGUST 1, 2008 
      
      
      
     
      
       $600,000,000
Jul
8
2008

SEC finds conflicts of interest at rating agencies

SEC rating agencies S&P moodys fitch

  • “The public will see that there have been significant problems,’’ Christopher Cox, SEC chairman, told Bloomberg Television on Monday. “There have been instances in which there were people both pitching the business, debating the fees and were involved in the analytical side.”
Jun
21
2008

  • Form S-1 
      
      REGISTRATION  STATEMENT 
      
      UNDER 
      
      THE SECURITIES ACT OF  1933 
      
     
      
      LendingClub  Corporation
May
21
2008

  • The US Securities and Exchange Commission (SEC) has warned Maurice "Hank" Greenberg, the former chief executive at AIG, the world's biggest insurer, that he may face civil charges in relation to an accounting scandal that has already led to the criminal convictions of several top executives.
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