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25 Nov 08
Prosper Marketplace, Inc. – www.BackgroundNow.com Blog
November 24, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings and Imposing a Cease and Desist Order (Order) against Prosper Marketplace, Inc. (Prosper).
05 Aug 08
SEC S-1 LendingClub
LendingClub issue revised S-1 - Aug 1, 2008
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SUBJECT
TO COMPLETION, DATED AUGUST 1, 2008
$600,000,000
08 Jul 08
FT.com / In depth - SEC finds conflicts of interest at rating agencies
SEC finds conflicts of interest at rating agencies
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“The public will see that there have been significant problems,’’ Christopher Cox, SEC chairman, told Bloomberg Television on Monday. “There have been instances in which there were people both pitching the business, debating the fees and were involved in the analytical side.”
21 Jun 08
S1 Lending Club
Form S-1
Lending Club
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Form S-1
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF
1933
LendingClub
Corporation
21 May 08
Former AIG chief may be charged in scandal - Times Online
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The US Securities and Exchange Commission (SEC) has warned Maurice "Hank"
Greenberg, the former chief executive at AIG, the world's biggest insurer,
that he may face civil charges in relation to an accounting scandal that has
already led to the criminal convictions of several top executives.
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